Manager, Financial Crimes Oversight Testing

Job Summary

To conduct Financial Crimes oversight testing on business unit financial crime controls in Europe and report issues to senior management accordingly

Job Description

Execute Financial Crimes Oversight Testing Plan:

• Conduct regular oversight testing of the key Financial Crimes controls in scope, ensuring all testing conducted aligns with enterprise standards.
• Issue formal reporting on all oversight testing completed.
• Participate in the issue management process when issues are identified, providing effective challenge on action plans, and following up with issue owners to ensure issues can be closed within the expected completion date.
  
  

Oversight and Reporting Activities:

• Support with oversight and reporting activities as directed by management (as appropriate)
• Support with process & program initiatives as directed by management (as appropriate)
  
  

General (General):

• Proactively identify personal development opportunities.
• Gain in depth knowledge on local financial crimes legislation in the Region and become familiar with new financial crime trends and regulations.
• Contribute to program management through supporting the maintenance of day-to-day activities.
• Provides support as a subject matter expert, applying proficient knowledge of subject matter content in field of specialization.
  
  

Key Relationships Enhance Relationships with Stakeholders:

• Establish, develop and maintain strong relationships with internal and external partners (e.g. senior business leaders).
• Participate in internal projects meetings in order to proactively gain insight to upcoming changes that might impact/influence oversight testing and monitoring processes. Ensure all paper and electronic files are maintained appropriately. Create and maintain various financial crimes documentation suitable for Audit and Regulatory review.
• Demonstrate a quality service approach through willingness to accept new assignments and adapt to changing directives
  
  

Job Skills

Anti-Money Laundering (AML), Anti-Money Laundering Compliance, Business Perspective, Communication, Controls Assurance, Documentations, External Partners, Financial Crime Prevention, Financial Crimes Compliance, Financial Regulation, Internal Auditing, Internal Controls, Management Information (MI) Reporting, Management Reporting, Operational Integrity, Oral Communications, Organizational Governance, Personal Initiative, Process Management, Regulatory Oversight, Risk Management, Risk Oversight, Strategic Thinking, Writing, Written Communication

Additional Job Details

Address:

20 KING ST W:TORONTO

City:

TORONTO

Country:

Canada

Work hours/week:

37.5

Employment Type:

Full time

Platform:

GROUP RISK MANAGEMENT

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

2024-10-17

Application Deadline:

2024-11-01

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