Manager, Financial Crimes Oversight Testing
RBC
Date: 6 days ago
City: Toronto, ON
Contract type: Full time
Job Summary
To conduct Financial Crimes oversight testing on business unit financial crime controls in Europe and report issues to senior management accordingly
Job Description
Execute Financial Crimes Oversight Testing Plan:
Anti-Money Laundering (AML), Anti-Money Laundering Compliance, Business Perspective, Communication, Controls Assurance, Documentations, External Partners, Financial Crime Prevention, Financial Crimes Compliance, Financial Regulation, Internal Auditing, Internal Controls, Management Information (MI) Reporting, Management Reporting, Operational Integrity, Oral Communications, Organizational Governance, Personal Initiative, Process Management, Regulatory Oversight, Risk Management, Risk Oversight, Strategic Thinking, Writing, Written Communication
Additional Job Details
Address:
20 KING ST W:TORONTO
City:
TORONTO
Country:
Canada
Work hours/week:
37.5
Employment Type:
Full time
Platform:
GROUP RISK MANAGEMENT
Job Type:
Regular
Pay Type:
Salaried
Posted Date:
2024-10-17
Application Deadline:
2024-11-01
Inclusion and Equal Opportunity Employment
At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.
Join our Talent Community
Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.
Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com</a/span>
To conduct Financial Crimes oversight testing on business unit financial crime controls in Europe and report issues to senior management accordingly
Job Description
Execute Financial Crimes Oversight Testing Plan:
- Conduct regular oversight testing of the key Financial Crimes controls in scope, ensuring all testing conducted aligns with enterprise standards.
- Issue formal reporting on all oversight testing completed.
- Participate in the issue management process when issues are identified, providing effective challenge on action plans, and following up with issue owners to ensure issues can be closed within the expected completion date.
- Support with oversight and reporting activities as directed by management (as appropriate)
- Support with process & program initiatives as directed by management (as appropriate)
- Proactively identify personal development opportunities.
- Gain in depth knowledge on local financial crimes legislation in the Region and become familiar with new financial crime trends and regulations.
- Contribute to program management through supporting the maintenance of day-to-day activities.
- Provides support as a subject matter expert, applying proficient knowledge of subject matter content in field of specialization.
- Establish, develop and maintain strong relationships with internal and external partners (e.g. senior business leaders).
- Participate in internal projects meetings in order to proactively gain insight to upcoming changes that might impact/influence oversight testing and monitoring processes. Ensure all paper and electronic files are maintained appropriately. Create and maintain various financial crimes documentation suitable for Audit and Regulatory review.
- Demonstrate a quality service approach through willingness to accept new assignments and adapt to changing directives
Anti-Money Laundering (AML), Anti-Money Laundering Compliance, Business Perspective, Communication, Controls Assurance, Documentations, External Partners, Financial Crime Prevention, Financial Crimes Compliance, Financial Regulation, Internal Auditing, Internal Controls, Management Information (MI) Reporting, Management Reporting, Operational Integrity, Oral Communications, Organizational Governance, Personal Initiative, Process Management, Regulatory Oversight, Risk Management, Risk Oversight, Strategic Thinking, Writing, Written Communication
Additional Job Details
Address:
20 KING ST W:TORONTO
City:
TORONTO
Country:
Canada
Work hours/week:
37.5
Employment Type:
Full time
Platform:
GROUP RISK MANAGEMENT
Job Type:
Regular
Pay Type:
Salaried
Posted Date:
2024-10-17
Application Deadline:
2024-11-01
Inclusion and Equal Opportunity Employment
At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.
Join our Talent Community
Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.
Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com</a/span>
How to apply
To apply for this job you need to authorize on our website. If you don't have an account yet, please register.
Post a resumeSimilar jobs
Subsidiary Governance Officer
RBC,
Toronto, ON
12 hours ago
Job SummaryJob DescriptionWhat is the opportunity?As a Subsidiary Governance Officer (Canada), you will have oversight and accountability for the corporate governance of regulated and unregulated Canadian subsidiaries of Royal Bank of Canada. You will provide expertise and support on corporate secretarial and governance matters and ensure a consistent approach to corporate governance is applied to all designated subsidiaries aligned to...
Senior Strategist
The Kitchen North America,
Toronto, ON
13 hours ago
ROLE: Senior StrategistTEAM: The Kitchen North AmericaLOCATION: TorontoCompany OverviewWelcome to The Kitchen by Kraft Heinz – the in-house agency taking marketing into a new era. With bases in Toronto and Chicago, we're not just a team; we're culinary pioneers blending culture, creativity, and collaboration. Join our 100+ member crew of Creatives, Strategists, Producers, Designers, and Content Creators. Together with our...
Senior Software Developer
Blue J,
Toronto, ON
13 hours ago
This position will remain open until November 1st, 2024.About Blue JBlue J’s ambition is to be the world leader in generative AI for tax experts. Our AI tax research software is widely regarded as the best in the market. We are racing ahead with an exciting product development roadmap to continue to delight our customers and to ensure that our...