Senior Investigator - Banking and Securities
Life After Law
Date: 10 hours ago
City: Toronto, ON
Contract type: Full time

This is an exciting opportunity for a Senior Investigator in Banking and Securities at a well-established organization that offers work-life balance. It is an excellent opportunity for a Lawyer with pertinent legal expertise to utilize their experience in a unique way. This Senior Investigator will play an integral role in the investigation and resolution of various complaints. Candidates should have a minimum of 5 years of pertinent experience. This position can be done remotely outside Ontario or hybrid in the GTA. This can be either a permanent position or a full time 1 year contract role.
Responsibilities
The ideal candidate will have:
We thank all applicants. Only those with the required expertise will be contacted.
Responsibilities
- Organize case files, review applicable documents and ascertain key issues and create investigation plans;
- Collect the necessary documents from relevant parties;
- Conduct applicable interviews and research, analyze data and communicate results to parties;
- Liaise with Managers, Investigators and/or Colleagues;
- Draft correspondence and settlement proposals and facilitate settlements;
- Draft investigation reports as applicable;
- Complete cases in a timely manner and reply to inquiries;
- Keep up to date with relevant industry trends and contribute to policy updates;
- Participate in industry training programs to enhance knowledge and skills; and
- Contribute to the development of the organization’s policies and procedures.
The ideal candidate will have:
- A minimum of 5 years of relevant banking and securities experience in a legal and regulatory environment;
- Legal experience in such applicable fields an asset;
- Professionalism, strong judgement, communication and analytical skills;
- Solid time management abilities;
- Excellent interviewing skills and research abilities;
- Ability to work effectively in a team dynamic;
- Proficiency with Microsoft Office and database applications; and
- Bilingualism (French and English) an asset.
We thank all applicants. Only those with the required expertise will be contacted.
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