Branch Manager

Description

Build the future with us

Are you passionate about regulatory compliance and eager to contribute to a company that helps clients feel confident and secure about their financial future? As a Branch Manager at iA Private Wealth, you will play a key role in ensuring operational excellence and regulatory adherence across our branches.

This position is a great opportunity to showcase your leadership and compliance expertise within a caring and trustworthy company. Here, people and their development are at the heart of our priorities, fostering an environment that encourages collaboration and innovation.

What You’ll Accomplish With Us

As a Branch Manager, you’ll be at the core of our mission. Here are the main responsibilities:

• Perform Tier 1 supervision of registrants and conduct annual branch site visits.
• Prepare detailed reports on branch practices and follow up on deficiencies.
• Review activity blotters and approve KYC updates and new accounts.
• Ensure compliance with corporate policies and industry regulations.
• Train Advisors and Support Staff on policies and procedures.
• Maintain evidence of supervisory reviews and identify patterns for training initiatives.
• Facilitate escalation processes and support Advisors in implementing new policies.
• Resolve daily operational risks and foster communication between departments.
  
  

What Could Accelerate Your Success In This Role

We’re looking for someone who:

• Is known for their strong problem-solving and organizational skills.
• Stands out for their ability to interpret regulatory legislation.
• Demonstrates excellent communication and leadership abilities.
• Is recognized for their proactive approach to process improvement.
• Has 2+ years of experience in the financial services industry.
• Holds a university degree or equivalent post-secondary education.
• Has completed the CSC, CPH, Branch Managers Course, and is eligible for RR Supervisor licensing.
• Will complete Options Licensing and Supervisors Course as required.
  
  

Why you’ll love working with us

• A work environment where learning and development merge with a collective pursuit of excellence.
• A healthy, safe, fair, and inclusive environment where potential can be freely expressed and developed.
• The opportunity to work in a hybrid environment, supported by flexibility and access to inspiring and innovative workspaces.
  
  

Competitive Benefits

Flexible group insurance, competitive pension plan, stock purchase plan, vacation and wellness/personal development days, telemedicine, employee and family assistance program, ergonomic furniture program, performance bonus, discounts on iA products, and much more!

Apply now and get ahead of your career, where your talent really belongs!

Still unsure about applying? At iA, we believe in potential and value diverse experiences. If this role inspires you, go ahead and apply – your place might be with us, and we want to get to know you!