Senior Investigator Banking and Securities (Role may be done remotely outside Ontario)

LIFE AFTER LAW is Canada’s trusted Legal Search Authority.

23+ years developing lasting relationships with lawyers, law firms and companies.

This is an exciting opportunity for a Senior Investigator in Banking and Securities at a well-established organization that offers work-life balance. It is an excellent opportunity for a Lawyer with pertinent legal expertise to utilize their experience in a unique way. This Senior Investigator will play an integral role in the investigation and resolution of various complaints. Candidates should have a minimum of 5 years of pertinent experience. This position can be done remotely outside Ontario or hybrid in the GTA. This can be either a permanent position or a full time 1 year contract role.

Responsibilities:

• Organize case files, review applicable documents and ascertain key issues and create investigation plans;

• Collect the necessary documents from relevant parties;

• Conduct applicable interviews and research, analyze data and communicate results to parties;

• Liaise with Managers, Investigators and/or Colleagues;

• Draft correspondence and settlement proposals and facilitate settlements;

• Draft investigation reports as applicable;

• Complete cases in a timely manner and reply to inquiries;

• Keep up to date with relevant industry trends and contribute to policy updates;

• Participate in industry training programs to enhance knowledge and skills; and

• Contribute to the development of the organization’s policies and procedures.

Requirements:

The ideal candidate will have:

• A minimum of 5 years of relevant banking and securities experience in a legal and regulatory environment;

• Legal experience in such applicable fields an asset;

• Professionalism, strong judgement, communication and analytical skills;

• Solid time management abilities; • Excellent interviewing skills and research abilities;

• Ability to work effectively in a team dynamic;

• Proficiency with Microsoft Office and database applications; and

• Bilingualism (French and English) an asset.

This is an exciting opportunity to work as a Senior Investigator - Banking and Securities at a dynamic organization and work on sophisticated matters in a collegial milieu. If this describes you and you are interested in this excellent opportunity, then please send us your details.

We thank all applicants. Only those with the required expertise will be contacted.

For a complete list of all of our job postings please visit www.lifeafterlaw.com

Pearl Prokosh

National Manager

Life After Law

1-866-227-1444 x 228

[email protected]

www.lifeafterlaw.com